-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UxmJ0DwXKr6CP80xrnqD+oakbxEic0X+2CesEjmHL4whWs6/qYC6w7ARfRGn603O lFGwCmH9okyMRvTldPorIw== 0000914427-02-000005.txt : 20020413 0000914427-02-000005.hdr.sgml : 20020413 ACCESSION NUMBER: 0000914427-02-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020117 GROUP MEMBERS: SUMMIT INVESTORS III, L.P. GROUP MEMBERS: SUMMIT PARTNERS V, L.P. GROUP MEMBERS: SUMMIT PARTNERS, LLC GROUP MEMBERS: SUMMIT V ADVISORS FUND (QP), L.P. GROUP MEMBERS: SUMMIT V ADVISORS FUND, L.P. GROUP MEMBERS: SUMMIT V COMPANION FUND, L.P. GROUP MEMBERS: SUMMIT VENTURES V, L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT VENTURES V L P CENTRAL INDEX KEY: 0001055104 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVE CITY: BOSTOM STATE: MA ZIP: 02210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THOR INDUSTRIES INC CENTRAL INDEX KEY: 0000730263 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 930768752 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35372 FILM NUMBER: 2511241 BUSINESS ADDRESS: STREET 1: 419 W PIKE ST CITY: JACKSON CENTER STATE: OH ZIP: 45334 BUSINESS PHONE: 9375966849 MAIL ADDRESS: STREET 1: 419 W PIKE STREET CITY: JACKSON CENTER STATE: OH ZIP: 45334 SC 13G/A 1 summit13ga.txt SCHEDULE 13G/A ----------------------------- OMB APPROVAL ----------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden Hours per response . . . .14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) Thor Industries, Inc. (Name of Issuer) Common Stock, Par Value $0.10 (Title of Class of Securities) 885160101 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 885160101 13G PAGE 2 OF 15 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Summit Investors III, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership 5 SOLE VOTING POWER 0 shares NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 shares 8 SHARED DISPOSITIVE POWER 20,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.17% 12 TYPE OF REPORTING PERSON * PN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 885160101 13G PAGE 3 OF 15 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Summit Ventures V, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership 5 SOLE VOTING POWER 0 shares NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 shares 8 SHARED DISPOSITIVE POWER 20,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.17% 12 TYPE OF REPORTING PERSON * PN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 885160101 13G PAGE 4 OF 15 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Summit V Companion Fund, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership 5 SOLE VOTING POWER 0 shares NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 shares 8 SHARED DISPOSITIVE POWER 20,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.17% 12 TYPE OF REPORTING PERSON * PN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 885160101 13G PAGE 5 OF 15 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Summit V Advisors Fund (QP), L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts general partnership 5 SOLE VOTING POWER 0 shares NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 shares 8 SHARED DISPOSITIVE POWER 20,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.17% 12 TYPE OF REPORTING PERSON * PN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 885160101 13G PAGE 6 OF 15 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Summit V Advisors Fund, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership 5 SOLE VOTING POWER 0 shares NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 shares 8 SHARED DISPOSITIVE POWER 20,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.17% 12 TYPE OF REPORTING PERSON * PN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 885160101 13G PAGE 7 OF 15 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Summit Partners, LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 0 shares NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 shares 8 SHARED DISPOSITIVE POWER 20,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.17% 12 TYPE OF REPORTING PERSON * OO *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 885160101 13G PAGE 8 OF 15 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Summit Partners V, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 0 shares NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 20,000 shares OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 shares 8 SHARED DISPOSITIVE POWER 20,000 shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,000 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.17% 12 TYPE OF REPORTING PERSON * PN *SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule 13G Item 1(a). Name of Issuer: Thor Industries, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 419 W. Pike Street, Jackson Center, Ohio 45334 Item 2(a). Names of Persons Filing: Summit Investors, III, L.P., Summit Ventures V, L.P., Summit V Companion Fund, L.P., Summit V Advisors Fund, L.P., Summit V Advisors Fund (QP), L.P., Summit Partners V, L.P. and Summit Partners, LLC. Summit Partners V, L.P. is the general partner of Summit Ventures V, L.P., Summit V Companion Fund, L.P., Summit V Advisors Fund, L.P. and Summit V Advisors Fund (QP), L.P. Summit Partners, LLC is the general partner of Summit Partners V, L.P. Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of each of the Filing Persons is 600 Atlantic Avenue, Boston, Massachusetts 02210. Item 2(c). Citizenship: Each of Summit Investors, III, L.P., Summit Ventures V, L.P., Summit V Companion Fund, L.P., Summit V Advisors Fund, L.P., Summit V Advisors Fund (QP), L.P. and Summit Partners V, L.P. is a limited partnership organized under the laws of the State of Delaware. Summit Partners, LLC is a limited liability company organized under the laws of the State of Delaware. Item 2(d). Title of Class of Securities: Common Stock, $.10 par value. Item 2(e). CUSIP Number: 885160101 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not Applicable. Item 4. Ownership. (a) Amount Beneficially Owned: Each of Summit Investors, III, L.P., Summit Ventures V, L.P., Summit V Companion Fund, L.P., Summit V Advisors Fund, L.P. Summit V Advisors Fund (QP),L.P., Summit Partners V, L.P. and Summit Partners, LLC (individually an "Entity" and collectively the "Entities") may be deemed to own beneficially 20,000 shares of Common Stock as of January 16, 2002. As of January 16, 2002, Summit Investors III, L.P. was the record owner of 653 shares of Common Stock, Summit Ventures V, L.P. was the record owner of 15,122 shares of Common Stock, Summit V Companion Fund, L.P. was the record owner of 2,877 shares of Common Stock, Summit V Advisors Fund, L.P. was the record holder of 316 shares of Common Stock and Summit V Advisors Fund (QP), L.P. was the record holder of 1,032 shares of Common Stock. By virtue of the affiliate relationships among the Entities, each Entity may be deemed to own beneficially all of the shares held of record by the other Entities. Hence, each Entity may be deemed to own beneficially 20,000 shares of Common Stock. Each of the Reporting Persons expressly disclaims beneficial ownership of any shares of Common Stock of Thor Industries, Inc. except for those shares of Common Stock which are held of record. As of January 16, 2002, Summit Investors III, L.P. was the record owner of 653 shares of Common Stock, Summit Ventures V, L.P. was the record owner of 15,122 shares of Common Stock, Summit V Companion Fund, L.P. was the record owner of 2,877 shares of Common Stock, Summit V Advisors Fund, L.P. was the record holder of 316 shares of Common Stock and Summit V Advisors Fund (QP), L.P. was the record holder of 1,032 shares of Common Stock. (b) Percent of Class: Each of the Reporting Persons may be deemed to own 0.17% of the Common Stock The foregoing percentage is calculated based on 14,137,187 shares of Common Stock. This amount was determined by adding the 2,220,727 shares reportedly issued in connection with the merger of Keystone RV Company with and into a subsidiary of Thor Industries, Inc. to the 11,916,460 reported to be outstanding on Thor Industries, Inc.'s Form 10-Q for the fiscal quarter ended October 31, 2001. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 shares for each reporting person (ii) shared power to vote or to direct the vote: Each of the Reporting Persons has the shared power to vote 20,000 shares of Common Stock. (iii) sole power to dispose or direct the disposition of: 0 shares for each reporting person (iv) shared power to dispose or direct the disposition of: Each of the Reporting Persons has the shared power to dispose of 20,000 shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class. [ x ] Each of Summit Investors, III, L.P., Summit Ventures V, L.P., Summit V Companion Fund, L.P., Summit V Advisors Fund, L.P. Summit V Advisors Fund (QP), L.P., Summit Partners V, L.P. and Summit Partners, LLC may be deemed to own beneficially 20,000 shares of Common Stock as of January 16, 2002 based on the 11,916,460 shares of Common Stock reported to be outstanding in a 10-Q filed by Thor Industries, Inc. for the quarterly period ended October 31, 2001. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. The reporting persons expressly disclaim membership in a "group" as defined in Rule 13d-1(b)(ii)(H). Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: January 16, 2002 SUMMIT VENTURES V, L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC, Its General Partner By:/s/ Thomas F. Farb Member SUMMIT V COMPANION FUND, L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC Its General Partner By: /s/ Thomas F. Farb Member SUMMIT V ADVISORS FUND, L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC Its General Partner By: /s/ Thomas F. Farb Member SUMMIT ADVISORS FUND (QP), L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC Its General Partner By: /s/ Thomas F. Farb Member SUMMIT INVESTORS III, L.P. By: /s/ Thomas F. Farb Authorized Signatory SUMMIT PARTNERS V, L.P. By: Summit Partners, LLC, Its General Partner By: /s/ Thomas F. Farb Authorized Signatory SUMMIT PARTNERS, LLC By: /s/ Thomas F. Farb Authorized Signatory AGREEMENT --------- Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Thor Industries, Inc. This agreement may be executed in any number of counterparts, each of which shall be deemed an original. EXECUTED this 16th day of January, 2002. SUMMIT VENTURES V, L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC, Its General Partner By: /s/ Thomas F. Farb Member SUMMIT V COMPANION FUND, L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC Its General Partner By: /s/ Thomas F. Farb Member SUMMIT V ADVISORS FUND, L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC Its General Partner By: /s/ Thomas F. Farb Member SUMMIT ADVISORS FUND (QP), L.P. By: Summit Partners V, L.P. Its General Partner By: Summit Partners, LLC Its General Partner By: /s/ Thomas F. Farb Member SUMMIT INVESTORS III, L.P. By: Summit Partners, LLC Its General Partner By: /s/ Thomas F. Farb Authorized Signatory SUMMIT PARTNERS V, L.P. By: /s/ Thomas F. Farb Authorized Signatory SUMMIT PARTNERS, LLC By: /s/ Thomas F. Farb Authorized Signatory -----END PRIVACY-ENHANCED MESSAGE-----